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Aerospace Supplier Quality Requirement Documents

Aerospace Supplier Quality Requirement Documents

These documents employ, as a foundation, SAE Aerospace Standard (AS) 9100 requirements and are supplemented by UTC member requirements as defined in the documents listed below. 

In an effort to standardize the use and application of the common Quality system requirements, all suppliers of UTC Aerospace members are asked to comply with the documents contained herein. UTC Aerospace members reserve the right to flow down additional requirements to satisfy specific customer and/or business requirements that will apply only to the UTC member.


UTC Aerospace members using one or more of these documents are:

  • Collins Aerospace

  • Pratt & Whitney - P&W

  • Pratt & Whitney Canada - P&WC


UTC Aerospace Supplier Quality Requirements Description and Documentation

Supplier Quality System Requirements

ASQR-01 defines supplier quality requirements for manufacturing organizations and applies to suppliers and all members of their supply chain who furnish product, material, processes, and services. 

Suppliers must now comply with ASQR-01 R11.

ASQR-01 Revision 11 (PDF)
ASQR-01 Revision 11 FAQs (PDF)


Associated Forms and Checklists


UTC Supplier Annual Internal Audit Checklist: ASQR-01 Rev 11 Form 1 (DOC)

Supplier Process Change Notification: ASQR Rev 11 Form 2 (XLSX) 

Supplier Communication: ASQR Rev 11 Form 3 (DOC)  

Work Transition: ASQR-01 Rev 11 Form 4 (XLSX)

Compliance Gap Analysis: ASQR Rev 11 Form 5 (XLS) 

NOPQE Form: ASQR-01 Form 6 (DOCX)

DQR Candidate Application: ASQR-01 Form 7 (DOCX)

DQR Letter of Agreement: ASQR-01 Form 8 (DOCX)

UTC Distributor Survey: ASQR-01 Form 9 (DOC)

UTC Qualified Distributor List


Supplier Quality System Requirements for Maintenance Organizations

ASQR-02 provides specific UTC member supplier quality system requirements for maintenance organizations and applies to suppliers and all members of their supply chain, that provide UTC member product and/or maintenance services. ASQR-02 (PDF)

Control of Software
ASQR-07.5 establishes a common framework for software life cycle processes. It contains processes, activities and tasks that are to be applied during the development, operation and maintenance of deliverable and non-deliverable software products. ASQR-07.5 (PDF)


Associated Forms and Checklists


Control of Software Checklist: ASQR-07.5 Checklist (DOC)

 Flight Safety Parts Program

ASQR-09.1 defines unique requirements for the control of flight safety parts. It supplements but does not replace other UTC business entity requirements. This document is not to be confused with UTCQR-09.1 below which defines process certification requirements. ASQR-09.1 (PDF)


Associated Forms and Checklists


Flight Safety Parts Program Checklist: ASQR-09.1 Checklist (DOC)

UTC Production Part Approval Process (PPAP)

ASQR-09.2 defines requirements for validating a manufacturing or assembly process which produces parts for a United Technologies Corporation (UTC) Member company.

The purpose of the specification is to ensure that all Member engineering and quality requirements are understood and fulfilled and that the manufacturing processes have been proven to consistently meet these requirements at the intended production rate by integrating upfront quality planning utilizing APQP (Advanced Product Quality Planning) principals.

ASQR-09.2 - May 25, 2016 (PDF) 

ASQR-09.2 Revision 2 (PDF) 


Associated Forms and Checklists


PPAP Approval: ASQR-09.2 Form 1 (XLSX)

PPAP Deferral: ASQR-09.2 Form 2 (XLSX)

Input Data Sheet (IDS): ASQR-09.2 Form 3 (XLSM)

PPAP Toolbox

Handling, Storage, Packaging, Preservation and Delivery

ASQR-15.1 provides requirements for handling, storage, packaging, preservation and delivery of product, material or services supplied to Collins Aerospace as referenced in UTAS-SCM-PRO-0003. It supplements but does not replace other UTC business entity requirements or ASQR-01 Revision 11. ASQR-15.1 (PDF)

ASQR-01 Revision 11 asks that you comply to AS9146 Foreign Object Damage (FOD) Prevention Program - Requirements for Aviation, Space and Defense Organizations.

Associated Forms and Checklists


Handling, Storage, Packaging, Preservation and Delivery Checklist: ASQR-15.1 Checklist (XLS)

Supplier Sampling Requirements

ASQR-20.1 details the requirements for supplier sampling and/or distributor inspection of selected characteristics as permitted by this procedure for product, material or services supplied to a UTC member company. ASQR-20.1 (PDF)

Process Certification Requirements

UTCQR-09.1 defines the minimum criteria to establish an acceptable process control system. This requirement defines the process certification criteria as agreed upon by the UTC Process Certification Council. This document is applied both internally and in the supply base.

UTCQR-09.1 (PDF)

UTCQR-09.1 — Revision 6 (PDF)

Associated Forms and Checklists


Process Certification Requirements Assessment / Audit Form: UTCQR Form 2 (DOC)

Delegated Quality Representative (DQR) Program

ASQR-01 describes the requirements for suppliers to have designated employees approved as UTC Member DQRs. ASQR-01 Form 7 (see above) is the Candidate Application document to be submitted to each affected UTC Members for each individual candidate proposed to become a approved DQR. ASQR-01 Form 8 (see above) is the Letter of Agreement to be signed by the relevant supplier Quality Manager for each candidate indicating their understanding and acceptance of the candidate’s DQR duties. 


Contact Information

If you require assistance with the forms or documents on this page, please contact the UTC division purchasing department with which you are doing business. 

For initial contact information click the contact link at the top of this page.